Have the confidence you need to run your practice the way you want to.
The Compliance support team at Good Life is your advocate as you navigate independence and an ever-changing regulatory landscape.
How Our Compliance Team Can Support
Your Business
- Understanding non-competes
- Managing client contact for non-protocol advisors
- Negotiating outstanding loan obligations
- Entity creation
- Registration requirements and expectations
- Technology for ease of doing business
- 45-day training and office prep for compliance reviews and audits