Financial Advisor Transition Services

Our main objective at Good Life is to provide top-tier services and resources to our affiliated advisors. Good Life boasts an eight-person transitions team that focuses on one thing: moving your business. The team has transitioned advisors from all types of firms including bank
channels, independent firms, wirehouses, mutual fund broker-dealers, and insurance companies. Our existing advisor base consists of a mix of prior firms including protocol and non-protocol. The variety of backgrounds within our team has provided a solid foundation for our experienced staff. The team delivers personal service during the most critical time of an advisor’s career, your transition to independence. Our team walks the journey with our advisors from start to finish with their main goal of restoring the advisors’ revenue as quickly as possible, all the while creating a pleasant experience for the advisor, their staff, and clients.

TRANSITION PROCESS

• Pre-transition training for advisors and their staff on the basics of running their practice
• In-depth analysis and mapping of current book of business to Good Life
• Preparation of client paperwork to move accounts
• Establishment of contributions and distributions
• All forms are pre-filled to protocol standards and tabbed where signatures are needed
• Overnight shipping of paperwork directly to clients
• Review of all completed paperwork
• Opening of all accounts
• Tracking all transfers through the process from start to finish
• Trading for all advisors enrolled in WAM – (Our in-house portfolio management service)
• Post-transition training
• 6-week virtual class on all facets of running a business
• On-going support post-transition